pages 68-87 in A Companion to Tragedy, ed. Rebecca Bushnell, Blackwell 2009
James I. Porter is Professor of Classics and Comparative Literature at the University of California, Irvine. His research areas are in literature, aesthetics, and intellectual history. He is the author of Nietzsche and the Philology of the Future (2000) and The Invention of Dionysus: An Essay on The Birth of Tragedy (2000), and editor of Construction of the Classical Body (1999) and Classical Pasts: The Classical Traditions of Greece and Rome (2006). His book, The Origins of Aesthetic Inquiry in Ancient Greece: Matter, Sensation and Experience is forthcoming from Cambridge University Press. His next projects include a study of the idea of Homer from antiquity to the present and another on ancient literary aesthetics after Aristotle.
I’ve Met Porter (a brief brush with fame)!
This is a fun review to write. I met Porter in 2004 when touring prospective grad schools. At that time, he was at the University of Michigan. We had a chance to chat at length. Not only is Porter a Nietzsche scholar, he also studies the reception of the Classics, a fascinating newer field that looks at how the idea of the classical world is constantly being reshaped with each passing generation.
Porter talks thoughtfully. There’re pregnant pauses in the conversation when he mulls responses over before speaking. He also has a scholarly sense of humour. When I mentioned I had also read Dennis J. Schmidt’s On Germans and Other Greeks (another book on reception studies), he had a good chuckle. They must have a sort of scholarly disagreement. He never told me what exactly his thoughts were about Schmidt’s book. From his chuckle, I think he was expecting that I would know just from reading it. I didn’t though. I wished I had asked him, as this question has lingered in my mind for a surprisingly long time.
In 2002 I read Porter’s provocatively titled Nietzsche and the Philology of the Future (not the subject of this review). Porter talks about how, in Nietzsche’s time, philology–or Classics as it’s called today–was at a crossroads. Nietzsche wanted philology to be more speculative. His rival, Ulrich von Wilamowitz-Moellendorf, wanted philology to be more concrete, more scientific. They were both young guns at this time and they both would later regret their childish spat. During their spat, Wilamowitz wrote a pamphlet ridiculing Nietzsche’s first book, The Birth of Tragedy, by calling it Zukunftsphilologie! (the philology of the future!), a sarcastic allusion to Richard Wagner’s concept Zukunftsmusik (the music of the future). Nietzsche’s champion Erwin Rohde defended Nietzsche by writing a pamphlet against Wilamowitz and deriding Wilamowitz’ tactics as Afterphilologie (German “after” also refers to “the rear,” so this could be translated into something like “asshole-philology”). Nietzsche also got in on it, referring to Wilamowitz as “Wilamops” or “moppish-Wilamowitz.” Ah, if only the academics of today could be so lively!
Little did they know that Wilamowitz would go on to become the most recognized classicist in the 19th and perhaps 20th century, and Nietzsche would go on to become a philosopher and cultural icon. Later, Wilamowitz would concede that he hadn’t quite grasped the scale at which Nietzsche was trying to operate: the ancient world to Nietzsche wasn’t an end in and of itself, but a springboard into the larger cultural and aesthetic questions of their day. To Wilamowitz, Classics was and end in and of itself that could be re-experienced and mentally recreated, given sufficient learning and understanding.
Nietzsche grounded his standpoint by arguing that the essence of the classical world could never be recaptured once its time was past. Classics can only mean to moderns what modernity sees. There was never any “classical world.” It’s like Heraclitus’ stream: once it flows by it’s never the same. In this way, our views of classical antiquity shift with every age and are subjective. Because the interpretation of antiquity shifts, we can gauge the shifting tides of modernity by looking at how our reception of the classical world differs from age to age, from how the Renaissance saw it to how the German idealists saw it and so on. There is only interpretation, and, since there is only interpretation, you might as well make speculative interpretations that encompass culture, religion, and aesthetics. Modernity can compare itself to any other age by comparing its interpretation of the classical world against the interpretations of other ages. To ask a question such as: “What would it have felt like to be a Greek?” or “What did a Roman feel when worshipping the gods?” is nonsensical. The study of the Classics creates an illusion that we can understand the ancients when their way of thinking is really, on a second examination, completely alien to ours.
Wilamowitz, on the other hand, took a more objective view of the classical world. To him, the classical world existed, and could be recreated by the science of philology. I think this is the pun in the title of Schmidt’s book: On Germans and Other Greeks. The pun is that the German professors, with their science of philology, could be even more Greek than the ancient Greeks. To Wilamowitz, a classicist could be more Greek than the ancient Greeks, as the classicist would be able to understand where their prayers originated, would understand the allusions in the words, would grasp the symbolic meanings of the ritual, and so on.
To Wilamowitz, it was a matter of being familiar enough with the texts to be able to think and feel as the ancient Greeks did. And yes, it was sort of a science. Where the text was corrupt or missing, the task of the philologist would be to supply a conjecture. Since they were digging up new papyri all the time, these conjectures would be testable, like hypotheses. If you got the conjecture right, it was proof that philology was working, that you had a “feel” or “grasp” of the past. But this was hard work and involved copious amounts of learning which all had to be properly documented. So, when Wilamowitz saw Nietzsche making sweeping generalizations, saying that metaphysical powers represented by Apollo and Dionysus were duking it out on the stage of tragedy (a fact not attested anywhere except in Nietzsche), he naturally freaked out.
If my memory serves me, I seem to remember that despite his colourful and outlandish claims, Nietzsche was a pretty good philologist in the traditional sense as well. As part of their spat, Wilamowitz had attacked one of Nietzsche’s proposed textual conjectures as being “crazy and impossible.” Years later, I think a papyrus surfaced which proved Nietzsche to be correct. But enough of this digression, you’re here to read about Porter’s article “Nietzsche and Tragedy” in Rebecca Bushnell’s volume A Companion to Tragedy.
“Nietzsche and Tragedy”
Porter begins his essay on a point that’s so obvious that it’s never remembered: it was Nietzsche that elevated the art form of tragedy into the utmost of human achievements. Nietzsche turned tragedy into a benchmark to judge cultures, mentalities, and historical patterns. There could be tragic cultures (nineteenth century Europe), tragic metaphysics (Dionysus versus Apollo), tragic ages (the Presocratics), and the tragic vision (a way of looking at the world). Tragedy was everywhere, and to understand contemporary culture and existence, one had to measure its understanding of tragedy–the highest art form possible–against the classical past:
Tragedy was no longer a dry article of history but a sign of possibilities hitherto untapped. It was a sign and symbol of life . . . Tragedy for Nietzsche is the single pivot around which antiquity, indeed world history, turns.
Nietzsche’s elevation of tragedy into the highest of arts inspired thinkers such as Miguel de Unamuno, Karl Jaspers, J.G. Frazer (The Golden Bough), and Raymond Williams to explore the meaning of tragedy.
Unfortunately, writes Porter, Nietzsche refers so frequently to “tragedy” and “the tragic” in The Birth of Tragedy and his later writings that it is difficult for critics to construct a unified and contradiction free view of what Nietzsche meant by these terms:
Nietzsche bequeathed to posterity not a clear view of tragedy but a series of urgent problems and questions: Did the Greeks experience a tragic age? Can modernity experience tragedy again and attain the vanished heights of the classical period? Is there such a thing as a tragic view of the world, and is that view valid today? Is Nietzsche himself possibly a tragic thinker?
The Birth of Tragedy
The traditional way of looking at The Birth of Tragedy, writes Porter, is that it occupies an uncomfortable middle ground between Nietzsche’s career as a professor of Classics and his later task as a cultural philosopher. As a series of letters between him and Rhode attest, with Birth Nietzsche was breaking free:
When one classical scholar later asked him for a bit of “proof, just a single piece of evidence, that in reality the strange images on the skene [stage] were mirrored back from the magical dream of the ecstatic Dionysian chorus,” Nietzsche soberly replied, as he only could, “Just how, then, should the evidence approximately read? . . . Now the honorable reader demands that the whole problem should be disposed of with an attestation, probably out of the mouth of Apollo himself: or would a passage from Athenaeus do just as well?”
Porter finds, however, that the traditional way of looking at Birth may be misguided. Nietzsche was never interested in presenting abstract philosophical truths, but rather was interested in illuminating the all-too-human nature of humanity. “What else is man” questions Nietzsche, if not the collection of internal dissonances? In this light, Birth fits in with the rest of Nietzsche’s writings both before and after 1872 (the year it appeared): it is an exploration of the gap in our natures. We are at one and the same time both Apollo and Dionysus.
At all times in Nietzsche’s career, he would point out mankind’s marvelous and criticizable dissonances. This dissonance, writes Porter, lies at the heart of the antagonistic pair of gods, Dionysus and Apollo:
At the heart of The Birth of Tragedy lies the opposition between the two Greek gods, Apollo and Dionysus, who in turn stand for two antagonistic aesthetic principles that are nonetheless complementary and equally vital to the production of the highest art. Apollo and his abstraction the Apollonian represent the realm of clear and luminous appearances, plastic images, dreams, harmless deception, and traits that are typically Hellenic and classical, at least to the modern imagination (simplicity, harmony, cheerfulness, tranquility, and so on), while Dionysus and the Dionysian represent hidden metaphysical depths, disturbing realities, intoxication, and traits that are typically exotic and unclassical (ecstasy, disorderliness, dance, orgy). The history of Greek art is the history of the relation between these two principles.
The antagonism between Apollo and Dionysus symbolizes the contradiction or dissonance in the human experience, and by pointing out the contradiction of a bifurcated reality, Nietzsche begins his exploration of the paradoxes in culture, religion, politics, and life that he called the “all-too-human.” What is interesting is that in having Apollo and Dionysus symbolize different aspects of the human experience, Nietzsche projects human values onto the gods. That is, to me, a signal feature of Hellenic theodicy: the gods are very much like us. And, in being like us, they raise the human bar: the spark of the gods is within us–the Greek gods were made in our image. This is the sort of theodicy I like. It is human. The monotheist religions have it backwards when they said that man is made in God’s image.
Tragedy is Nothing without the Spectator
While Nietzsche’s thesis that the Golden Age of tragedy under Aeschylus and Sophocles degenerated under Euripides due to the rise of dialectic of Socratic philosophy owed much to the German school of thought, Nietzsche did break away from his predecessors by viewing tragedy from the perspective of the audience:
Consider how membership in the satyr chorus of Dionysian revelers, the original form of tragedy and “the dramatic proto-phenomenon,” involves a complex chain of assignments: “the Dionysian reveler sees himself as a satyr, and as a satyr, in turn, he sees the god.”
Tragedy involves a doubling and trebling of consciousness. The individual audience member, viewing the chorus, sees himself as a member of the chorus. And the chorus member, seeing the action on the stage, sees the vision of god. In this doubling and trebling of consciousness, the veil of reality is lifted away. Revelation occurs when the audience witnesses god on the stage. This revelation is the aesthetic phenomenon of tragedy, and this aesthetic phenomenon of tragedy was very different than how Nietzsche’s predecessors, the German idealists, described tragedy.
Nietzsche’s predecessors in the German idealists tradition–Schelling, Hegel, Vischer, and Schopenhauer–came up with essentializing theories of tragedy, writes Porter. Essentializing means they distil the tragic into an objective event. No audience or observer is required. For example, Schelling essentializes tragedy by saying: “The essence of tragedy is an actual conflict between the freedom of the subject and objective necessity.” The idealists reduce tragedy to an archetype from which all tragedies spring. To Nietzsche, tragedy is the opposite. The tragic experience is for the spectator to enter into the consciousness of the chorus to see god revealed on stage. Tragedy is revelation.
Problems with Nietzsche’s “Tragic Age”
Tragedy and the promise of a tragic age recurs throughout Nietzsche’s writings from his debut work The Birth of Tragedy to his ultimate work Ecce Homo (“behold the man,” the words with which Pontius Pilate presents Christ crowned with thorns to a hostile crowd):
I promise a tragic age: the supreme art in the affirmation of life, tragedy, will be reborn when mankind has behind it the consciousness of the harshest but most necessary wars without suffering from it. (from Ecce Homo)
But, Porter asks, what does Nietzsche mean by a coming tragic age? And what does this tragic age have to do with tragedy? For Nietzsche, the tragic age of the Greeks was in the sixth century, in the times of Heraclitus, Empedocles, and Pythagoras, a full century before Aeschylus, Sophocles, and Euripides. To add to this confusion, sometimes Nietzsche speaks in his own day of a coming tragic age and sometimes of living in a tragic age.
To make matters worse, sometimes Nietzsche also speaks of a coming comic age which will wipe out the tragic mood. Laughter is the other face of Dionysus, who is the patron god of both comedy and tragedy:
For the present, the comedy of existence has not yet ‘become conscious’ of itself. For the present, we still live in the age of tragedy, the age of moralities and religions.
And the final problem with Nietzsche is that it’s not entirely clear what “the tragic” actually is. Is it that all meaning is in vain? Or is it that the hero has to die to affirm life in a moment of “regenerative extinction,” as Porter puts it? Or is it the mood that happens when the Dionysian man exults in the destruction of meaning? Nietzsche, according to Porter, shifts between these definitions in his long exploration of tragedy between his first book, The Birth of Tragedy, and his last, Ecce Homo.
Risk Theatre in Relation to Nietzsche’s Theory of Tragedy
When I was sixteen, I drank Nietzsche’s Kool-Aid. After reading The Birth of Tragedy, I learned and believed that tragedy was the highest human achievement (“the greatest show on earth,” as I would later call it). The highest human labour was to write a theory of tragedy. Nietzsche’s style convinced me–I had little idea what satyrs and choruses were then. My only encounter with tragedy was through English class, and tragedy up to that point had appeared to be far from the highest human achievement. But Nietzsche talked about tragedy with such conviction, I was convinced. It’s like when you’re a kid and all you’ve heard is top 40 radio and then one day someone gives you a tape of Pink Floyd The Wall and says, “Listen to this, it will blow your mind.”
Nietzsche is a great stylist, the greatest in my mind. He also considered himself, along with the German poet Heinrich Heine, the greatest German stylists. He was never one to be humble: “the greatness of his task in the face of the smallness of man,” he would write. Urgency, a call to arms, psychological depth, seeming effortlessness when discussing the most profound topics, ideas raining down, intellectual lucidity, hyperbole in the extreme, irreverence for convention, and the ability to compact massive ideas into most compact forms (he would have been great on Twitter): these are the hallmarks of the Nietzsche style. Take this passage. Who, honestly, can write like this?–
The psychology of the orgy as an overflowing feeling of life and energy within which even pain acts as a stimulus provided me with the key to the concept of the tragic feeling, which was misunderstood as much by Aristotle as it was by our pessimists . . . Affirmation of life even in its strangest and sternest problems, the will to life rejoicing in its own inexhaustibility through the sacrifice of its highest types–that is what I called Dionysian, that is what I recognized as the bridge to the psychology of the tragic poet . . . And with that I again return to the place from which I set out–the Birth of Tragedy was my first revaluation of all values: with that I again plant myself in the soil out of which I draw all that I will and can–I, the last disciple of the philosopher Dionysus–I, the teacher of the eternal recurrence. (from Twilight of the Idols)
For comparison, here’s my favourite “purple passage” (so-called because it was expensive to make purple dye in the ancient world–tens of thousands of shells were required for one garment) from The Risk Theatre Model of Tragedy:
Beneath tragedy’s surface simplicity–the rueful choruses, ghosts clamouring for revenge, and choleric tyrants–lies its deep structure, which, although hidden from plain sight, nevertheless leaves telltale signs. Just as lifeguards can infer the presence of an undertow by watching swimmers being swept out to sea, theatregoers who watch heroes being swept out into the void–heroes who enjoyed every advantage–can infer that, beneath tragedy’s surface simplicity lies a great dark power inimical to heroes’ best-laid plans which contrives that, the least expected outcome happens every time, whether it be a thousand to one or a million to one against.
Nietzsche is ever-present in his passage. He is correcting: he has to address the problem that was “misunderstood by Aristotle.” He is coming out with new terms, his thoughts are so radical: “that is what I called Dionysian.” He exists and with grave purpose: “I, the last disciple of the philosopher Dionysus.” In my passage, I am ever-distant. The only trace of my personality is in the strange image of the inattentive lifeguard, or the lifeguard too much in awe of watching the great dark inimical power to pay attention to the swimmer-heroes. Nietzsche’s presence gives him power. Standing in his pulpit, he looms over the reader. My lack of presence takes away from the urgency of my argument.
It’s not like I haven’t tried to emulate Nietzsche’s style. Truth be told, it’s not easy to do without sounding pretentious or over-the-top or just plain silly. And you have to have the inner conviction to do it. For Nietzsche, writing is a declaration of war. With every word, he’s fighting the world, revaluating all values. I too believe I am declaring revolution with risk theatre. It is an excellent idea, worth fighting for, worth going all-in on. If I hadn’t of come up with the idea, someone else would have. Today, risk is in the air. But perhaps it was a question of self-esteem. I lacked the perfect belief in myself; there was a gap in my nature that prevented me from climbing up the lofty heights of the pulpit. I hid the “I” because I believed that I was the weakest link in the argument. I thought: “If people didn’t know that I wrote it, they would take it up. But if they didn’t know it was me, they would believe my words.” In all honesty, who will read my book? The classicists won’t read it because it talks too much about creative writing. The playwrights won’t read it because the work contains too much philosophy. And the philosophers won’t read it because it’s a playwriting book. And all artists will hate it because it speaks to art in the language of economics: risk, opportunity cost, chance, and probability.
But I wrote it anyway. My book solves for myself some of my questions on Nietzsche’s view of tragedy, which as Porter notes, are all over the place. Take Nietzsche’s view of tragedy being the most life-affirming of arts, quoted above: “Affirmation of life even in its strangest and sternest problems, the will to life rejoicing in its own inexhaustibility through the sacrifice of its highest types–that is what I called Dionysian, that is what I recognized as the bridge to the psychology of the tragic poet.” I had often puzzled over how tragedy could affirm life. The risk theatre model comes up with a clear and succinct mechanism to demonstrate how tragedy affirms life. In doing so, my book follows Nietzsche and goes beyond Nietzsche, jenseits von Nietzsche, to use one of my favourite German prepositions.
Risk theatre argues that heroes make wagers. In a wager, what is staked is put up against what is at stake. In Doctor Faustus, Faustus stakes his soul for world domination. Notice, because it’s a wager, you can change things up. Blues guitarist Robert Johnson stakes his soul to play guitar. Vivaldi, the red priest, stakes his soul to play the fiddle. Because you can formulate the wager however you like, tragedy becomes a valuing mechanism for human qualities, values, and attributes. Tragedy affirms life because the wager demonstrates how much life is worth. If you make a crappy bet, your soul is worth a mere four seasons. But if you make the right bet, your soul if worth the entire cosmos. In this way, risk theatre provides a mechanism by which tragedy affirms life and revaluates all values. Tragedy affirms life and works the revaluation of all values through the hero’s wager. My theory of risk theatre validates Nietzsche.
To Nietzsche, tragedy was revelation. It allowed you to see behind the “dissonance that is man.” It allowed you to see the unification of Dionysus and Apollo. There is a strong metaphysical bent to The Birth of Tragedy: gods, illusions, and the subconscious lurk behind every word. Despite my enormous debt to Nietzsche, risk theatre hardly contains any metaphysics. What is more, risk theatre is closer to the German idealists in that it is an essentializing theory of tragedy. Risk theatre posits that each dramatic act is a gambling act. In the gambling act, there is a choice. To attain the object of desire, the hero must ante up something of equal worth. To get the Scottish crown, Macbeth must stake the milk of human kindness. Or, in other words, to get what one wants, one must give up the next best thing. This is called opportunity cost, and opportunity cost is what risk theatre dramatizes. Risk theatre is essentializing in that it posits that there is one Ur-drama, one dramatic archetype behind all tragedy. All subsequent dramas are images of the original gambling act.
Because risk theatre sees opportunity cost at the heart of the wager, if there’s any deeper meaning to risk theatre, it’s that there’s no free lunch. Opportunity cost, free lunch, low-probability, high-consequence events, and even the term risk itself are not philosophy or art terms but rather economics terms. Risk theatre combines art and economics. Risk theatre is a model of art based on economics. It is a daring combination. And this is something too that I learned from Nietzsche. He was the one who dared to break down all Hellenic art into Dionysian and Apollonian forms. If what he did seems tame, it’s only because over a century has passed. Perhaps in the future, risk and opportunity cost will too be seen as standard run-of-the-mill art terms. Nothing that is worthwhile in life, business, and art is achieved without sacrifice. I could have stayed away from the economics world when analyzing tragedy and stayed within the box of art. But what fun would that have been? And if I had come up with something new, it would have been more a step than a leap. But by thinking outside the box, risk theatre achieves a jump. I am ridiculed for my ideas. But that is the cost of thinking outside the box. They will hate. Let them hate.
Before signing off, one last comment about comedy and tragedy. Nietzsche argued that there were comic and tragic ages. Sometimes he spoke of a coming tragic age, one in which life would be affirmed in the fullest. But sometimes he would say that he lives in a tragic age, an age full of religion and morality. To Nietzsche, both tragedy and comedy were Dionysian arts. While risk theatre lacks metaphysical roots, it likewise finds that both tragedy and comedy revolve around a common centre: risk. Tragedy dramatizes downside risk. The hero’s bet is good. 99 times out of a 100 it should succeed. But an unexpected low-probability, high-consequence event derails the hero’s best-laid plans. Comedy, on the other hand, dramatizes upside risk. The hero’s bet is poor. 99 times out of a 100, it should fail. But an unexpected low-probability, high-consequence event makes everyone happy. In risk theatre, both comedy and tragedy are risk arts. Two sides to the same coin.
In the end, no model or theory of tragedy is perfect. But if the model or theory gives you a higher understanding of the action, then it is worthwhile. And I think that both Nietzsche and risk theatre achieve this. Without Nietzsche, we would not have Strindberg and O’Neill. And who knows, perhaps the playwrights of the future will create ever more powerful plays by taking up the risk theatre model of tragedy? Yes, yes, yes!
Until next time, I’m Edwin Wong, and I’m doing Melpomene’s work.